Series 82 – Private Securities Offerings Representative Offering Practice Questions
The free Series 82 – Private Securities Offerings Representative questions that deal with offering, with answers and explanations. The full bank and the timed practice test cover every topic the exam asks about.
Question #3
An investor is evaluating a Reg D offering. Which document provides detailed information?
Correct answer: A
Explanation
The private placement memorandum contains crucial information about the investment risks and terms.
Question #4
What is the maximum number of accredited investors allowed in a Reg D, Rule 506(b) offering?
Correct answer: B
Explanation
Under Rule 506(b), a maximum of 35 non-accredited investors can be included, but no limit on accredited.
Question #5
When can general solicitation take place in a Regulation D offering?
Correct answer: C
Explanation
General solicitation is allowed in Rule 506(c) offerings but strictly to accredited investors.
Question #9
A company plans to raise $5 million in a private offering exempt under Rule 504. Which is true?
Correct answer: C
Explanation
Regulation D Rule 504 allows for an unlimited number of investors without being limited to accredited investors.
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