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Free Series 79 – Investment Banking Representative Exam Exam Questions and Answers
Last updated: January 14, 2025
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Series 79 – Investment Banking Representative Exam
#Question
What does a "poison pill" strategy aim to defend against?
A.Regulatory exposure
B.Financial downturns
C.
D.Shareholder activism
#Question
What is a potential disadvantage of high market volatility for companies pursuing IPOs?
A.Enhanced brand visibility
B.Difficulty setting offering price
C.Increased investor interest
D.Increased regulatory scrutiny
Correct Answer:
B
High market volatility can make it difficult for companies to set an offering price during an IPO, potentially leading to unfavorable pricing solutions.
#Question
When might a company choose to pursue an asset purchase instead of a stock purchase in an acquisition?
A.To gain full ownership
B.To streamline operations
C.To limit integration efforts
D.To inherit liabilities
Correct Answer:
C
A company may choose an asset purchase to limit integration efforts, gaining specific assets without inheriting liabilities associated with the entire business.
#Question
What does a letter of intent typically outline in an M&A process?
A.Market analysis
B.Regulatory compliance
C.Financial statements
D.Proposed terms of a transaction
Correct Answer:
D
A letter of intent outlines the proposed terms of a transaction, serving as a foundation for the formal agreement to follow in an M&A process.
#Question
Why is it essential for a company to maintain confidentiality during an acquisition?
A.To ensure effective communication
B.To prevent competitive advantages
C.To comply with regulations
D.To avoid unnecessary scrutiny
Correct Answer:
B
Maintaining confidentiality during an acquisition is crucial to prevent competitive advantages as sensitive information can impact market positioning.
#Question
What is an example of non-recurring expense?
A.Depreciation
B.Payments for litigation
C.Annual salaries
D.Routine maintenance
Correct Answer:
B
Payments for litigation are considered non-recurring expenses that may not reflect a company's ongoing financial operations.
#Question
What is often the primary focus of a buy-side analyst during an M&A transaction?
A.Conducting market analysis
B.Evaluating potential synergies
C.Communicating company goals
D.Managing press relations
Correct Answer:
B
The primary focus of a buy-side analyst during an M&A transaction is evaluating potential synergies to determine the value and fit of the acquisition.
Series 79 – Investment Banking Representative Exam
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